John Francis Chavez

Current Employers

Employment History

• 12/1994 → 08/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Seattle, WA
• 08/2025 → Present
  Wafd Wealth, Inc
  Seattle, WA

Previous Registrations

• 2000-09-25 → 2025-09-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Seattle, WA
  Seattle, WA

Other Businesses

I*125425 For profit or not for profit: For-Profit Organization Name of outside business organization: Innovative Concepts & Design, LLC Investment related: N Address of business: Seattle, Washington 98121 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 8/6/2019 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This is my own personal LLC that is a Holding company for entrepreneurial ventures I will pursue in the future. I will serve as the sole member and manager of the LLC. I*125451 For profit or not for profit: For-Profit Organization Name of outside business organization: PRACTICE PERFECT GOLF SOLUTIONS, LLC Investment related: N Address of business: Seattle, Washington 98121 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 8/7/2019 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This entity supports the pursuit of an invention with the intent to pursue intellectual property rights and manufacturing product for wholesale/retail distribution. Licensed Insurance Agent - Not Investment Related - at reported business location - Insurance Agent - 160 hours/month, 160 hours/month during securities trading hours; sale of insurance products to clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-08-22
• S63 Uniform Securities Agent State Law Examination
  1994-03-22

Designations

Other Names

• John Francis Chavez
• John F Chavez