James Yoo

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-07-25
NJ	RA	APPROVED	2018-06-20

TX RA
APPROVED

Since 2025-07-25
NJ RA
APPROVED

Since 2018-06-20

Branch Locations

Wells Fargo Tower 201 Main Street, Suite 828, Fort Worth, TX 76102 • United States

13455 Noel Road, Two Galleria Tower Suite 1800, Dallas, TX 75240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Fort Worth	TX	06/1998	Present

06/1998 → Present

Oppenheimer & Co. Inc.

Fort Worth, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-06-19
S63	Uniform Securities Agent State Law Examination	1994-02-28

S65 Uniform Investment Adviser Law Examination

2018-06-19
S63 Uniform Securities Agent State Law Examination

1994-02-28

Other Names

Jun Hee Yoo

View on SEC IAPD

Employer firm

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Exams

Other Names

Nearby Firms

Nearby Investors

Nearby Offices

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