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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-03-17
  • AZ RA
    APPROVED
    Since 2020-03-17

Branch Locations

1955 W Grant Rd Ste 125-O, Tucson, AZ 85745 • United States

3001 W Big Beaver Rd Ste 120, Troy, MI 48084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Tucson AZ 04/1993 Present
Pfs Investments Inc. Tucson AZ 10/1993 Present
  • 04/1993 → Present
    Primerica Financial Services
    Tucson, AZ
  • 10/1993 → Present
    Tucson, AZ
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Rental Property, Investment related, Nature of business (Rental income), Start date: (04/01/2008 to present), Position/Title (Owner), 5 hours per month (0 during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-26
S63 Uniform Securities Agent State Law Examination 1994-02-14
  • S65 Uniform Investment Adviser Law Examination
    2013-06-26
  • S63 Uniform Securities Agent State Law Examination
    1994-02-14
Other Names
  • Lee Liberato

View on SEC IAPD

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