David Campbell Bugg

Current Employers

Employment History

• 09/2017 → Present
  Kpp Advisory Services Llc
  Louisville, KY
• 06/2015 → Present
  Lpl Financial Llc
  Louisville, KY

Previous Registrations

• 2009-03-17 → 2015-06-12
  J.J.B. Hilliard, W.L. Lyons, Llc
  Louisville, KY
• 2006-09-22 → 2009-03-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Louisville, KY
  Louisville, KY
• 2002-12-04 → 2003-03-11
  Quick & Reilly, Inc.
  Louisville, KY

Other Businesses

1. 6/10/2015 - KENTUCKY PLANNING PARTNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 6/1/2015 - 0 Hrs/Mth - 0 Hrs During Trading- Time Spent 100%. 2. 11/22/2015 - David C Bugg Enterprises LLC - Investment Related - At Reported Business Location(s) - President - Business Entity For Tax/Investment Purposes Only - Started 07/01/2015 - 0 Hours Per Month - This entities sole purpose is to receive 1099 income from lpl. 3. 11/2/2017 - KPP Advisory Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/02/2017 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through KPP Advisory Services LLC, an independent investment advisor firm. I started this business activity in 10/2017. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-25
• S63 Uniform Securities Agent State Law Examination
  1994-01-20