Best Investors
Account
Sign in
Best Investors
Account
Sign in
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2019-12-06 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quest Capital Strategies, Inc. | Lake Forest | CA | 02/2012 | 12/2019 |
| Cwt Financial | Los Ranchos | NM | 09/2012 | Present |
| Stonex Securities Inc. | Lost Ranchos | NM | 12/2019 | Present |
| Stonex Advisors Inc. | Lost Ranchos | NM | 12/2019 | Present |
1) CWT Financial - 6401 Salamanca Court NW, Los Ranchos, NM 87107-5627 Nature of Business: To help brand recognition and promote the independent business of the Financial Advisor. Company offers other services as well, such as insurance sales, in which case there may be compensation related to these non-securities activities. Investment Related: No Business Position: Owner Business Duties: Provide services identified. Business Start Date: 09/10/2012 Approximately one hour spent on this OBA monthly, with zero spent during market hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-17 |
Reach out to this advisor