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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-10
GA RA APPROVED 2017-12-05
  • TX RA
    APPROVED_RES
    Since 2020-01-10
  • GA RA
    APPROVED
    Since 2017-12-05

Branch Locations

10000 Avalon Blvd, Alpharetta, GA 30009 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Atlanta GA 03/2013 11/2016
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 12/2017 Present
Bank Of America, N.A. Atlanta GA 12/2017 Present
Previous Registrations
Other Businesses

I*901328 For profit or not for profit: Entity For Profit Name of outside business organization: SHIVER AND DUKE LLC Investment related: N Address of business: roswell, Georgia, 30075 Nature of business: Limited Liability Company Position, title, association: Other, Start date of relationship: 6/29/2022 Number of hours devoted: 20 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: help, wife's jewelry and design business I*925246 For profit or not for profit: Name of outside business organization: HUNT MARKETING, LLC Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , wifes business. I*354090, Entity Type: Entity For Profit, Name of OBA: Hunt Marketing LLC, Address: Atlanta, Georgia 30327, Investment Related: N, Position, Title, Association: Other,Committee, Employee Start Date: 04/01/2019, No Hours: 5, No Hours during trading: 0, Duties: Marketing and advertising specifically for Shiver + Duke (my wife's boutique jewelry business)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-22
S63 Uniform Securities Agent State Law Examination 2006-01-13
  • S66 Uniform Combined State Law Examination
    2007-01-22
  • S63 Uniform Securities Agent State Law Examination
    2006-01-13
Other Names
  • Kurt Hunt
  • Joseph K Hunt
  • Joseph Kurtz Hunt
  • Joseph Hunt

View on SEC IAPD

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