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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-10 |
| GA | RA | APPROVED | 2017-12-05 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Atlanta | GA | 03/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 11/2016 | 12/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 12/2017 | Present |
| Bank Of America, N.A. | Atlanta | GA | 12/2017 | Present |
I*901328 For profit or not for profit: Entity For Profit Name of outside business organization: SHIVER AND DUKE LLC Investment related: N Address of business: roswell, Georgia, 30075 Nature of business: Limited Liability Company Position, title, association: Other, Start date of relationship: 6/29/2022 Number of hours devoted: 20 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: help, wife's jewelry and design business I*925246 For profit or not for profit: Name of outside business organization: HUNT MARKETING, LLC Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , wifes business. I*354090, Entity Type: Entity For Profit, Name of OBA: Hunt Marketing LLC, Address: Atlanta, Georgia 30327, Investment Related: N, Position, Title, Association: Other,Committee, Employee Start Date: 04/01/2019, No Hours: 5, No Hours during trading: 0, Duties: Marketing and advertising specifically for Shiver + Duke (my wife's boutique jewelry business)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-13 |
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