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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-03-05 |
| FL | RA | APPROVED | 2023-01-09 |
| TX | RA | APPROVED_RES | 2013-03-06 |
| OH | RA | APPROVED | 2012-10-09 |
Branch Locations
2055 Crocker Road, Westlake, OH 44145 • United States
Bonita Springs, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Rocky River | OH | 10/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-18 |
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