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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-18 |
| OK | RA | APPROVED | 2005-05-05 |
| IL | RA | APPROVED | 2000-12-07 |
| TX | RA | APPROVED_RES | 2000-11-17 |
Branch Locations
Oakbrook Terrace Tower One Tower Lane - Suite 640, Oakbrook Terrac, IL 60181 • United States
1 Tower Lane-Ste 1700 Oakbrook Terrace Tower, Oakbrook Terrace, IL 60181 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Oakbrook Terrace | IL | 11/2000 | Present |
NAME OF OTHER BUSINESS:1429 N. Wells Street Residence Association / INVESTMENT RELATED?: N / ADDRESS: 1429 N. Wells Street, Chicago / NATURE OF THE BUSINESS: Board of directors for my primary residence / POSITION: Member of Board of Directors / DUTIES: Residential board member / START DATE: 12/14/2022 / HOURS DEVOTED TO BUSINESS:NA Kimchi Properties Real Estate, Proprietor / owner, Owning rental property, start date-10/31/2023, Chicago IL United States-60610.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-01 |
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