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Richard Douglas Chiarenza

LPl Financial LLC

Saint Augustine, FL

Jacksonville, FL

Saint Augustine, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-03-21
  • FL RA
    APPROVED
    Since 2014-03-21

Branch Locations

165 State Road 312 West, Saint Augustine, FL 32086 • United States

76 S Laura St, Jacksonville, FL 32202 • United States

3654 N Ponce De Leon Blvd, Saint Augustine, FL 32084 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Vystar Credit Union Orange Park FL 07/2012 Present
Lpl St Augustine FL 03/2014 Present
  • 07/2012 → Present
    Vystar Credit Union
    Orange Park, FL
  • 03/2014 → Present
    Lpl
    St Augustine, FL
Previous Registrations
  • 2012-07-23 → 2014-03-20
    Cuna Brokerage Services, Inc.
    Orange Park, FL
    Palm Coast, FL
    St Augustine, FL
  • 2011-11-28 → 2012-07-02
    Charles Schwab & Co., Inc.
    Port St. Lucie, FL
    Vero Beach, FL
  • 2006-01-06 → 2010-06-23
    Wells Fargo Investments, Llc
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
  • 2005-09-19 → 2006-01-10
    U.S. Bancorp Investments, Inc.
    Las Vegas, NV
Other Businesses

1. 03/18/2014-VYSTAR INVESTMENT SERVICES/DBA ONLY/ST AUGUSTINE,FL

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-15
S63 Uniform Securities Agent State Law Examination 2000-07-31
  • S65 Uniform Investment Adviser Law Examination
    2005-09-15
  • S63 Uniform Securities Agent State Law Examination
    2000-07-31
Other Names
  • Doug Chiarenza

View on SEC IAPD

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CHARLES SCHWAB & CO., INC.

Other Investors

GAIL DARLENE SPINDLE
KELVIN MILLER
JOSEPH BENJAMIN STOREY
MARCUS CHRISTOPHER ROWE
Jeremy Hall
NATHANIEL EKBERG NUSZ
NICHOLAS COLON
John Francis Lynch

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT AUGUSTINE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT AUGUSTINE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT AUGUSTINE, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Saint Augustine, FL
HEADLAND CAPITAL · St. Augustine, FL
SETTIAN CAPITAL LP · SAINT AUGUSTINE, FL
VANDERBILT ADVISORY SERVICES · St Augustine, FL
J. W. COLE ADVISORS, INC. · St. Augustine, FL

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