Sean Randolph Stevens

Current Employers

Employment History

• 10/1990 → Present
  Midwest Associates, Inc
  West Des Moines, IA
• 08/2008 → Present
  Midwest Associates Brokerage Llc Dba Ridgemont Bar
  Windsor Heights, IN
• 11/2014 → 02/2017
  Gradient Securities, Llc
  Arden Hills, MN
• 02/2017 → 05/2017
  Change Path Llc
  W. Des Moines, IA
• 06/2017 → 09/2017
  Gradient Securities, Llc
  Arden Hills, MN
• 10/2017 → 08/2019
  Tcm Securities, Inc.
  Woodstock, GA
• 10/2017 → 06/2024
  Triumph Wealth Advisors, Inc.
  Woodstock, GA
• 09/2017 → 05/2019
  World Equity Group
  Arlington Heights, IL
• 01/2026 → Present
  Latitude Investment Group, Llc
  Windsor Heights, IA

Previous Registrations

• 2017-10-10 → 2024-05-30
  Triumph Wealth Advisors, Inc.
  West Desmoines, IA
  Acworth, GA
  Windsor Heights, IA
• 2017-06-08 → 2017-10-04
  Gradient Securities, Llc
  Arden Hills, MN
  Arden Hills, MN
  West Des Moines, IA
• 2017-02-07 → 2017-05-16
  Creativeone Wealth, Llc
  W. Des Moines, IA
  Overland Park, KS
• 2015-02-13 → 2017-02-10
  Gradient Securities, Llc
  West Des Moines, IA
  West Des Moines, IA
  Arden Hills, MN
• 2014-11-13 → 2015-02-04
  Gradient Advisors, Llc
  West Des Moines, IA
  Arden Hills, MN
• 2014-05-19 → 2014-08-12
  Horter Investment Management, Llc
  W. Des Moines, IA
• 2009-09-16 → 2014-01-30
  Mml Investors Services, Llc
  West Des Moines, IA
  Davenport, IA
• 2001-05-14 → 2008-04-17
  Signator Investors, Inc.
  Shawnee, KS
  West Des Moines, IA

Other Businesses

1. MIDWEST ASSOCIATES, INC; 7390 Hickmann Rd, Windsor Heights, IA 50324; INV RELATED; INSURANCE CO; OWNER; START 11/1990; 160 HOURS PER MONTH; 160 HOURS DURING SECURITIES TRADING HOURS; INSURANCE SALES AND DBA FOR SECURITIES AND ADVISORY SERVICES. 2. MIDWEST ASSOCIATES BROKERAGE, LLC DBA THE RIDGEMONT; NOT INV RELATED; 7460 HICKMAN ROAD, WINDSOR HEIGHTS, IA 50324; BAR; OWNER; START 08/2008; 20 HOURS PER MONTH; 4 HOURS DURING SECURITIES TRADING HOURS; SUPERVISE. 3. SHERWOOD FOREST EVENT CENTER; NOT INV RELATED; 7400 HICKMAN ROAD, WINDSOR HEIGHTS, IA 50324; SUPERVISOR; START 1/2019; 4 HOURS DURING SECURITIES TRADING HOURS; SUPERVISORY DUTIES

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-28
• S63 Uniform Securities Agent State Law Examination
  1994-01-13

Designations

Other Names

• Sean R Stevens