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Michael Christopher Ludwin

Osaic Institutions, Inc.

Meriden, CT

Southington, CT

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2013-12-03
  • CT RA
    APPROVED
    Since 2013-12-03

Branch Locations

538 Preston Avenue, Meriden, CT 06450-4858 • United States

31 Liberty Street, Suite 306, Southington, CT 06489 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Meriden CT 11/2013 Present
  • 11/2013 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
  • 2010-07-09 → 2013-11-20
    Harvest Capital Advisors, Llc
    Avon, CT
  • 2007-02-13 → 2010-07-08
    Uvest Financial Services Group, Inc.
    Wallingford, CT
    Milford, CT
    Hamden, CT
    Hamden, CT
    Milford, CT
    Norwalk, CT
    Fairfield, CT
    Brookfield, CT
    Meriden, CT
    Trumbull, CT
    Monroe, CT
  • 2007-12-20 → 2010-04-29
    Lpl Financial Llc
    Fort Mill, SC
    Milford, CT
    San Diego, CA
  • 2001-01-29 → 2007-02-13
    Webster Investment Services, Inc.
    Kensington, CT
    Milford, CT
    Hamden, CT
    Hamden, CT
    Milford, CT
    Fairfield, CT
    Stratford, CT
    Fairfield, CT
    Brookfield, CT
    Meriden, CT
    Trumbull, CT
    Monroe, CT
    Stratford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1996-08-19
  • S66 Uniform Combined State Law Examination
    1996-08-19

View on SEC IAPD

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Other Investors

JEANETTE FUNG CHUNG
DENISE ELIZABETH MATHEWS
RAJU T PUNNOOSE
FREDERICK C. BROSE
MICHAEL BRENDON COOK
GARY LEE JAMESON
JENNIFER MARIE Campbell
JOHN M CHIPELO

Other Offices

OSAIC INSTITUTIONS, INC. · MERIDEN, CT
CETERA INVESTMENT ADVISERS LLC · MERIDEN, CT
BROOKSTONE WEALTH ADVISORS, LLC · Meriden, CT
LPL FINANCIAL LLC · MERIDEN, CT
OSAIC INSTITUTIONS, INC. · meriden, CT
1.21 GIGAWATTS MANAGEMENT COMPANY LLC · MIDDLETOWN, CT
CWM, LLC · Wallingford, CT
SENTINEL ASSET MANAGEMENT, LLC · WALLINGFORD, CT

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