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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED | 2009-06-01 |
Branch Locations
4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Louisville | KY | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2024 | Present |
FINRA ARBITRATOR, INDEPENDENT CONTRACTOR; START DATE: 07/2016; DURING BUSINESS HOURS- 5, AFTER BUSINESS HOURS- 0; REGULATOR; NOT INVESTMENT RELATED;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-25 |
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