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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-04-18
AL RA APPROVED 2015-06-29
  • TX RA
    APPROVED_RES
    Since 2017-04-18
  • AL RA
    APPROVED
    Since 2015-06-29

Branch Locations

19 N Church St, Fairhope, AL 36532 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc Montgomery IL 06/2015 Present
Raymond James Financial Services Advisors Inc. Montgomery AL 06/2015 Present
Previous Registrations
Other Businesses

(1)Name of Business: Meridiem Advisory Group LLC Address: 19 N Church St, Fairhope, AL, 36532-2433, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/20/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Partner (2)Name of Business: RSC Capital Inc. Address: 6925-B Halcyon Park Drive, Montgomery, AL, 36117, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 05/23/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-27
S63 Uniform Securities Agent State Law Examination 1993-12-21
  • S65 Uniform Investment Adviser Law Examination
    1996-08-27
  • S63 Uniform Securities Agent State Law Examination
    1993-12-21
Other Names
  • Sam Chambers

View on SEC IAPD

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