Andrew Allen Knox

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1993 → Present
  Andrew A. Knox & Co., P.C.
  Elgin, IL
• 04/2003 → Present
  Illinois Advantage
  Elgin, IL
• 10/2018 → Present
  Cambridge Investment Research, Inc.
  Dundee, IL
• 10/2018 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2013-02-19 → 2018-10-20
  Investment Advisors Corp
  Rosemont, IL
  Dundee, IL
• 2010-07-09 → 2012-11-30
  Ausdal Financial Partners, Inc.
  Arlington Heights, IL
  West Dundee, IL
• 2009-09-08 → 2010-07-12
  Lpl Financial Llc
  Elgin, IL
• 2002-11-01 → 2009-09-08
  Waterstone Financial Group, Inc.
  Boston, MA
  Elgin, IL
  Elgin, IL

Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 10/20/18. 2. NORTHWEST TAX AND ACCOUNTING LLC, 5725 SW HALL BLVD, BEAVERTON, OR, 12/24/2018 AS MANAGING MEMBER OF LLC PROVIDING TAX PREPARATION AND ACCOUNTING/FINANCIAL PROFESSIONAL UTILIZING DBA NAME/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 30/WK - 30/TRADING. 3. ANDREW KNOX & CO, LLC, 5725 SW HALL BLVD, BEAVERTON, OR, CPA/ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES, MANAGING MEMBER, 01/01/20, INV REL, 5/WK- 5/TRADING 4. PNW TAX AND WEALTH ADVISORS, LLC, 5725 SW HALL BLVD, BEAVERTON OR, CPA/ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES, 01/01/20, INV REL, 50 HR/WK- 30/TRADING 5. ASK VENTURES LLC, 5725 SW Hall Blvd, Beaverton OR 97005, 09/2021, OWNER, REAL ESTATE, NIR, 0 HR/MONTH 0 HR/MONTH TRADING

Exams

• S66 Uniform Combined State Law Examination
  2000-10-04
• S63 Uniform Securities Agent State Law Examination
  1999-02-12