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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Tucson | AZ | 12/2014 | 07/2019 |
| Various Insurance Carriers With W&R Insurance Agencies | Tucson | AZ | 12/2014 | 07/2019 |
| Winnme, Llc | Tucson | AZ | 02/2015 | Present |
| Lpl Financial | Tucson | AZ | 07/2019 | Present |
1) 7/25/2019 - DBA for LPL Business (entity for LPL business) - WINN FINANCIAL GROUP - Investment Related - Tucson, AZ 2) 02/05/2024 - Winnme LLC - Real Estate Rental - Investment Related - Tucson, AZ - Start Date 03/01/2022 - 2 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-26 |
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