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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-07-15 |
Branch Locations
7250 Dallas Parkway Suite120, Plano, TX 75024 • United States
Teague, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Service | Plano | TX | 07/2011 | Present |
1) PECAN VALLEY RANCH INC. / 407 CR 961 TEAGUE TX 75860 / COMPANY / AGRICULTURE & LIVESTOCK / RANCHING / MEMBER OF BOARD OF DIRECTORS / CARE FOR CATTLE, FENCING, GRASS MAINTENANCE, ETC. / START DATE 05/13/1957. 2)PURPLE BALLOON FOUNDATION / P.O. BOX 261523 PLANO,TX 75026 / / MEMBER OF BOARD OF DIRECTORS / / OVERSEE OPERATIONS AND FUNDRAISING / START DATE 1/1/2002 3)Beene & Eubanks Cattle LLC, Beene & Eubanks Royalty LP / 404 FM 80 South, Teague, TX 75860 / United States / none / No / Company / Agriculture & Livestock / pay the bills / Pay the bills as my husband's 85 year old aunt who is a partner in the business is no longer capable of paying the bills / Start Date 3/1/2018 / No / No 4) Byron Turner/ investment related?;yes / P.O. Box 329, Teague/Freestone, Texas, 75860, US/ POA/ Pay father's bills/ start date: 6/21/2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-19 |
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