Matthew Gaeta

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 06/2019
  Wells Fargo Bank Na
  New York, NY
• 03/2013 → 06/2019
  Wells Fargo Clearing Services, Llc
  New York, NY
• 06/2019 → 12/2021
  Cetera Advisors Llc
  Eatontown, NJ
• 06/2019 → 12/2021
  Rockdale Financial Services, Inc.
  Eatontown, NJ
• 01/2022 → Present
  J.P. Morgan Securities Llc
  Robbinsville, NJ
• 01/2022 → Present
  J.P. Morgan Chase Bank, N.A.
  Robbinsville, NJ

Previous Registrations

• 2019-06-17 → 2022-01-04
  Cetera Advisors Llc
  Eatontown, NJ
• 2013-05-22 → 2019-06-20
  Wells Fargo Clearing Services, Llc
  Oakhurst, NJ
  Freehold, NJ
  New York, NY
  New York, NY
  Red Bank, NJ
  Jackson, NJ

Exams

• S66 Uniform Combined State Law Examination
  1999-01-22

Other Names

• Matthew Anthony Gaeta