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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-09-23
  • CA RA
    APPROVED
    Since 2008-09-23

Branch Locations

2180 Harvard St Ste 410, Sacramento, CA 95815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 09/2008 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 09/2008 Present
Previous Registrations
  • 2000-05-12 → 2008-09-24
    Osaic Fa, Inc.
    Sacramento, CA
    San Ramon, CA
    Sacramento, CA
Other Businesses

1) IFESTAR, 10713 S JORDAN GTWY, STE 220, SOUTH JORDAN, UT, 12/2007, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 10 HR/YR, 5 HR/YR TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 09/2008, AS ADVISORY REP OF AN RIA, INV REL, 32 HR/MO, 20 HR/MO TRADING. 3) NORTH STAR FINANCIAL PARTNERS, 2180 HARVARD ST, SUITE 410, SACRAMENTO, CA, 09/2008, PARTNER, DBA, INV REL, 173 HR/MO, 173 HR/MO TRADING. 4) STANSFIELD FRIES, 2180 HARVARD ST, SUITE 410, SACRAMENTO, CA, 11/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 4 HR/MO, 4 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-01-11
S63 Uniform Securities Agent State Law Examination 1993-11-23
  • S65 Uniform Investment Adviser Law Examination
    2000-01-11
  • S63 Uniform Securities Agent State Law Examination
    1993-11-23
Other Names
  • Stan Fries

View on SEC IAPD

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