Martha Guadalupe Mercier

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Naples, FL
• 09/2009 → Present
  Bank Of America, Na
  Naples, FL

Previous Registrations

• 2000-06-13 → 2008-05-21
  Ubs Financial Services Inc.
  Naples, FL
  Naples, FL

Other Businesses

I*133383For profit or not for profit: For-Profit OrganizationName of outside business organization: MGM Enterprise, LLCInvestment related: NAddress of business: Marco Island, Florida 34145Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 10/1/2020Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Rental Property I*5210270, Entity Type: , Name of OBA: C M M, Address: Marco Island, Florida, 34145, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 08/05/2026, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2001-02-05