James Edmond Dortch

Current Employers

Employment History

• 12/2012 → Present
  Lpl Financial Llc
  Louisville, KY
• 12/2012 → 01/2019
  Independent Financial Partners
  Louisville, KY
• 01/2019 → Present
  Integrated Wealth Concepts Llc
  Louisville, KY

Previous Registrations

• 2012-12-17 → 2019-01-22
  Independent Financial Partners
  Louisville, KY
• 2003-08-07 → 2012-12-13
  Osaic Fs, Inc.
  Louisville, KY
• 2000-05-24 → 2003-01-22
  Veravest Investment Advisors, Inc.
  Louisville, KY

Other Businesses

1. 10/17/2012: AUTO WASH USA - NOT INV REL -BUSINESS OWNER - NO TIME SPENT 2. 09/20/2013: J & B PROPERTIES - INV REL - 13000 EQUITY PLACE, SUITE 107, LOUISVILLE, KY 40223 - REAL ESTATE RENTAL - NO TIME SPENT - PROPERTY OWNERSHIP (50%) 3. 11/08/2013: FINANCIAL STRATEGIES GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSIENSS LOCATION(S) 4. 3/11/2019 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/22/2019 - 120 Hours Per Month/40 Hours During Securities Trading. 5. 3/25/2019 - Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/22/2019 - 120 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in 01/2019. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 06/11/2019 - Integrated Wealth Concepts, LLC - related DBA: (Hybrid) Integrated Partners - Investment related - At reported business location(s) - Registered Investment Advisor DBA - Investment Adviser Representative - start date:05/01/2019 - 160 hrs/mo - 40 hrs during trading. 7. 06/05/2019 - Integrated Wealth Concepts, LLC - Related DBA:(Hybrid) Financial Strategies Group - Investment related - At reported business location(s) - Registered Investment Advisor DBA - Investment Adviser Representative - start date:01/22/2019 - 160 hrs/mo - 40 hrs during trading. 8. 5/3/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 9. 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-27
• S63 Uniform Securities Agent State Law Examination
  1993-11-11

Other Names

• Jay Dortch