Michael Francis Byrne

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-04-18
MD	RA	APPROVED	2019-04-17

TX RA
APPROVED_RES

Since 2019-04-18
MD RA
APPROVED

Since 2019-04-17

Branch Locations

1906 Towne Centre Blvd Suite 375, Bldg #4, Annapolis, MD 21401-3686 • United States

Annapolis, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Annapolis	MD	06/2009	04/2019
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	04/2019
Rbc Capital Markets, Llc.	Annapolis	MN	04/2019	Present

06/2009 → 04/2019

Morgan Stanley Smith Barney

Annapolis, MD
01/2015 → 04/2019

Morgan Stanley Private Bank, National Association

New York, NY
04/2019 → Present

Rbc Capital Markets, Llc.

Annapolis, MN

Previous Registrations

2009-06-01 → 2019-04-23

Morgan Stanley

Annapolis, MD

Annapolis, MD
2006-02-21 → 2009-06-01

Citigroup Global Markets Inc.

Annapolis, MD

New York, NY

Annapolis, MD
1997-05-01 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Annapolis, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-09-27
S63	Uniform Securities Agent State Law Examination	1996-08-20

S65 Uniform Investment Adviser Law Examination

1996-09-27
S63 Uniform Securities Agent State Law Examination

1996-08-20

Other Names

Michael Francis A Byrne

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · ANNAPOLIS, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ANNAPOLIS, MD

CETERA INVESTMENT ADVISERS LLC · Annapolis, MD

RCS FINANCIAL PLANNING, LLC · ANNAPOLIS, MD

AMERIPRISE FINANCIAL SERVICES, LLC · Annapolis, MD

MARINER INDEPENDENT · Annapolis, MD

EQUITABLE ADVISORS, LLC · ANNAPOLIS, MD

WELLS FARGO CLEARING SERVICES, LLC · ANNAPOLIS, MD

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