Joseph Anthony Romano

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2003 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2003-01-06 → 2004-01-02
  The Marshall Financial Group, Inc
  Doylestown, PA

Other Businesses

FIXED INSURANCE - INVESTMENT RELATED - CONDUCTED AT BRANCH OFFICE.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-27
• S63 Uniform Securities Agent State Law Examination
  1997-01-13

Designations

• Certified Financial Planner

Other Names

• Joseph A Romano
• Joe Romano