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Daphne C Hu

United Capital Financial Advisors

North Wales, PA

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Current Employers
United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2013-05-31
  • PA RA
    APPROVED
    Since 2013-05-31

Branch Locations

736 Lower State Road, Building A, North Wales, PA 19454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Capital Financial Advisors, Llc Irving TX 05/2013 11/2023
United Capital Financial Advisors, Llc Irving TX 11/2023 Present
  • 05/2013 → 11/2023
    United Capital Financial Advisors, Llc
    Irving, TX
  • 11/2023 → Present
    United Capital Financial Advisors, Llc
    Irving, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-19
  • S65 Uniform Investment Adviser Law Examination
    2011-08-19
Designations
Other Names
  • Chinghwa Hu

View on SEC IAPD

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BEACON BRIDGE WEALTH PARTNERS, LLC · LOWER GWYNEDD, PA
BCG SECURITIES, INC. · LOWER GWYNEDD, PA
HORNOR, TOWNSEND & KENT, LLC · LOWER GWYNEDD, PA
PFS INVESTMENTS INC. · LOWER GWYNEDD, PA
DILLON CAPITAL MANAGEMENT · AMBLER, PA
CETERA INVESTMENT ADVISERS LLC · AMBLER, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Ambler, PA
KEITZ INVESTMENT MANAGEMENT LTD. · AMBLER, PA

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