Andrew William Arnold

Current Employers

Employment History

• 01/2015 → Present
  Centerline Wealth Advisors, Llc
  Louisville, KY
• 01/2015 → 09/2024
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2001-03-26 → 2015-02-03
  Ubs Financial Services Inc.
  Louisville, KY
  Louisville, KY
  Louisville, KY

Other Businesses

1) REACH ALERT LLC (AKA ELITE TECHNOLOGIES, LLC & DEAN ALERT LLC); 1603 Stevens Ave., #201, Louisville, KY 40205; INFORMATION TECHNOLOGY ORGANIZATION; REACH ALERT LLC IS A COMMUNICATION PLATFORM THAT CAN SEND EMAIL AND TEXT ALERTS TO SCHOOL AND BUSINESS CUSTOMERS' STUDENTS AND EMPLOYEES. THIS IS A A START UP COMPANY FOUNDED BY MY FRIEND AND FORMER MBA GRAD KEN WEBER; PARTNER; GENERAL DUTIES INVOLVED WITH THE GROWTH AND MANAGEMENT OF THE COMPANY. SPECIFICALLY INFORMATION TECHNOLOGY CONSULTING, STRATEGIC DIRECTION AND PLANNING, NEW MARKET DEVELOPMENT; START DATE 11/16/2009. 2)ONE YEAR GONE, LLC; LOUISVILLE, KY 40241; MUSIC GROUP, I AM A LIFE LONG MUSICIAN AND THIS VENTURE IS PURELY FOR FUN, ANY INCOME WOULD BE INCIDENTAL AND MINIMAL BUT I WANTED TO MAKE SURE I HAD IT REPORTED;MUSICIAN; START DATE 03/31/2010; 5 HRS PER MONTH. 3)INSURANCE BUSINESS; NOT INVESTMENT RELATED; 10200 FOREST GREEN BLVD STE 311 LOUISVILLE, KY 40223; FIXED INSURANCE; LIFE INSURANCE AGENT; 01/2015; 10 HOURS/MONTH; 10 HOURS/MONTH DURING SECURITIES HOURS; ASSIST CLIENTS WHO HAVE RISK MITIGATION NEEDS, PRIMARILY ASSISTING WITH PLACEMENT OF LIFE INSURANCE, LTC, DI. 5) Opal's Dream Foundation; Not Investment Related; 689 Heritage Pkwy, Shepherdsville, KY 40165; Charity; Board Member; 09/30/2022; 5hrs/mo; 0 hrs during trading; Attend board meetings, I have been asked to prepare and deliver financial statements but will not be a signatory on any bank account or other account that contains funds, attend fund raiser, donate silent auction items.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-01
• S63 Uniform Securities Agent State Law Examination
  1995-10-03

Other Names

• Andrew W Arnold