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Scott J Wood

Drh Investments, Inc.

Thousand Oaks, CA

CRD 2424216

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Employer firm

Drh Investments, Inc. CRD 164945

$191M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Drh Investments, Inc.

141 Duesenberg Drive Suite 15A, Thousand Oaks, CA 91362 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-06-04
  • CA RA
    APPROVED
    Since 2013-06-04

Branch Locations

141 Duesenberg Drive Suite 15A, Thousand Oaks, CA 91362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Drh Investments, Inc. Los Angeles CA 05/2013 Present
Westmark School Encino CA 02/2017 Present
Harvard-Westlake School Los Angeles CA 08/2016 Present
  • 05/2013 → Present
    Los Angeles, CA
  • 02/2017 → Present
    Westmark School
    Encino, CA
  • 08/2016 → Present
    Harvard-Westlake School
    Los Angeles, CA
Previous Registrations
Other Businesses

Harvard-Westlake School, Non-Investment related, 700 North Faring Road, Los Angeles, CA 90077, College Preparatory School, Football Coach, start date August 2016, 80 hours per month, no hours during market hours. Provide coaching to the middle school football team. Westmark School, Non-Investment related, 5461 Louise Avenue, Encino, CA 91316, College Preparatory School, Golf Coach, start date February 2017, 20 hours per month, no hours during market hours. Provide coaching to the Golf Team.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-20
S63 Uniform Securities Agent State Law Examination 1999-05-03
  • S66 Uniform Combined State Law Examination
    2011-06-20
  • S63 Uniform Securities Agent State Law Examination
    1999-05-03
Other Names
  • Scott J Wood
  • Scott J Wood
  • Scott Jacob Wood

View on SEC IAPD

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