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Michael Edward Sullivan

Lucas Group Financial Advisors, LLC

Rockford, IL

Freeport, IL

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Current Employers
Lucas Group Financial Advisors, Llc

1753 S. West Avenue, Freeport, IL 61032 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-11-03
FL RA APPROVED 2024-05-02
WI RA APPROVED 2024-01-17
IL RA APPROVED 2024-01-12
  • NH RA
    APPROVED
    Since 2025-11-03
  • FL RA
    APPROVED
    Since 2024-05-02
  • WI RA
    APPROVED
    Since 2024-01-17
  • IL RA
    APPROVED
    Since 2024-01-12

Branch Locations

1617 Temple Lane, Rockford, IL 61112 • United States

1753 S. West Avenue, Freeport, IL 61032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wallem Associates, Inc. Rockford IL 07/2012 01/2024
Cambridge Investment Research, Inc. Fairfield IA 04/2016 01/2024
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2016 01/2024
Wallem Associates, Inc. Loves Park IL 07/2012 08/2025
Lucas Group Financial Advisors, Llc Freeport IL 08/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-01
S63 Uniform Securities Agent State Law Examination 1994-01-24
  • S65 Uniform Investment Adviser Law Examination
    1994-06-01
  • S63 Uniform Securities Agent State Law Examination
    1994-01-24
Designations

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · ROCKFORD, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROCKFORD, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Rockford, IL
STACKSTONE WEALTH, LLC · ROCKFORD, IL
EDWARD JONES · ROCKFORD, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Rockford, IL
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