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Lucas Group Financial Advisors, LLC CRD 326880
$338M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1753 S. West Avenue, Freeport, IL 61032 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-11-03 |
| FL | RA | APPROVED | 2024-05-02 |
| WI | RA | APPROVED | 2024-01-17 |
| IL | RA | APPROVED | 2024-01-12 |
Branch Locations
1617 Temple Lane, Rockford, IL 61112 • United States
1753 S. West Avenue, Freeport, IL 61032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wallem Associates, Inc. | Rockford | IL | 07/2012 | 01/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2016 | 01/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2016 | 01/2024 |
| Wallem Associates, Inc. | Loves Park | IL | 07/2012 | 08/2025 |
| Lucas Group Financial Advisors, Llc | Freeport | IL | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-24 |
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