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Robert J Miller

Rbc Capital Markets, LLC

Shoreview, MN

Centerville, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-05-22
TX RA APPROVED_RES 2025-05-22
  • MN RA
    APPROVED
    Since 2025-05-22
  • TX RA
    APPROVED_RES
    Since 2025-05-22

Branch Locations

520 West Highway 96 Suite 100, Shoreview, MN 55126-1904 • United States

Centerville, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Minneapolis MN 08/2006 05/2025
Rbc Capital Markets, Llc Shoreview MN 05/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-23
S63 Uniform Securities Agent State Law Examination 2000-11-21
  • S65 Uniform Investment Adviser Law Examination
    2000-12-23
  • S63 Uniform Securities Agent State Law Examination
    2000-11-21
Other Names
  • Bob Miller
  • Robert Joseph Miller

View on SEC IAPD

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