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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-03 |
| MS | RA | APPROVED | 2006-05-11 |
Branch Locations
307A West Pine St, Hattiesburg, MS 39401-3829 • United States
Seminary, MS • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Hattiesburg | MA | 10/2004 | Present |
(1) 02/24/2009 - STEEN INVESTMENT GROUP, INC., DBA (2) 12/14/2015 * wholesteen farms * Business Entity For Tax/Investment Purposes Only * NOT INV REL * 748 hwy 590 seminary ms * START 04/15/2016 * 1 HR/MO NOT DURING SECS TRDG HRS. (3) 04/06/2022 - Michael Cha Properties - Investment Related - Hattiesburg, MS - Real Estate Rental - Start Date - 04/23/2013 - 1 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-25 |
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