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Current Employers
Realta Investment Advisors, Inc

1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-05-08
TN RA APPROVED 2020-11-10
  • AL RA
    APPROVED
    Since 2024-05-08
  • TN RA
    APPROVED
    Since 2020-11-10

Branch Locations

1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States

Brentwood, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sun Trust Investment Services Atlanta GA 11/2014 11/2020
Suntrust Advisory Services Atlanta GA 09/2016 11/2020
Realta Equities, Inc. Wilmington DE 11/2020 Present
Realta Investment Advisors, Inc. Wilmington DE 11/2020 Present
  • 11/2014 → 11/2020
    Sun Trust Investment Services
    Atlanta, GA
  • 09/2016 → 11/2020
    Suntrust Advisory Services
    Atlanta, GA
  • 11/2020 → Present
    Realta Equities, Inc.
    Wilmington, DE
  • 11/2020 → Present
    Wilmington, DE
Previous Registrations
Other Businesses

1) REALTA INVESTMENT ADVISORS, INC.; WILMINGTON, DE; INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISOR REPRESENTATIVE; WWW.REALTAWEALTH.COCOMPENSATION IN THE FOR OF FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS. 2) RETAILERS CONSULTING GROUP, LLC; DBA WAKE N BAKE, DBABOYZ HEMP DBA SHE C&C WHOLESALES TROPICAL FISH; 2102 DYE COURT, BRENTWOOD, TN 37027; CBD; WWW.NATURESPERFECTHEMP.COM,WWW.COMEWAKENBAKE.COM, AND WWW.ONLINETROPICALFISH.COM; COMPENSATION IN THE FORM OF PROFITS; 1 HOUR PER WEEK 3) WAKE N BAKE; 2102 DYE CT BRENTWTN 37027; NOT INVESTMENT RELATED; START: 3/2024; RETAIL STORE; WWW.NATURESPERFECTHEMP.COM AND WWW.COMEWAKENBAKE.COM; OWN/OPERATE; P30 HOURS PER WEEK SOME DURING NORMAL TRADING HOURS 4) C&C WHOLESALE TROPICAL FISH; 2102 DYE COURT; BRENTWOOD, TN 37027; START: 1/2025; NOT INVESTMENT RELATED; IMPORT TOPICAL FISH AND SELL TO AQUARIUM STORES; WWW.ONLINETROPICALFISH.COM; PROFITS; 3-4 HOURS PER WEEK SOME DURING NORMAL TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-27
S63 Uniform Securities Agent State Law Examination 1994-01-21
  • S65 Uniform Investment Adviser Law Examination
    1995-11-27
  • S63 Uniform Securities Agent State Law Examination
    1994-01-21

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