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7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
20101 Sw Birch St Ste 130-D, Newport Beach, CA 92660 • United States
4317 Bonney Road, Virginia Beach, VA 23452 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Financial | Newport Beach | CA | 03/2006 | Present |
| United Planners' Financial Services | Scottsdale | AZ | 07/2009 | Present |
| Gre Development, Inc. | Tustin | CA | 07/2009 | Present |
| Carter Financial | New Port Beach | CA | 01/1993 | Present |
| Gre Development, Inc. | Tustin | CA | 07/2009 | Present |
| John Carter (Insurance) | Newport Beach | CA | 01/1993 | Present |
1.) CARTER FINANCIAL - OWNER - NON-VARIABLE INSURANCE - NEWPORT BEACH, CA - SINCE 01/1993 - INVESTMENT RELATED 2.) GRE DEVELOPMENT, INC. - CONSULTANT - REAL ESTATE - TUSTIN, CA - SINCE 07/2009 - INVESTMENT RELATED 3.) ROYAL FINANCIAL - INVESTMENT ADVISER REPRESENTATIVE - REGISTERED INVESTMENT ADVISOR - NEWPORT BEACH, CA - SINCE 03/2006 - INVESTMENT RELATED 4.) JOHN CARTER (INSURANCE) - INSURANCE AGENT - NON-VARIABLE INSURANCE - NEWPORT BEACH, CA - SINCE 01/1993 - INVESTMENT RELATED 5.) CARTER FINANCIAL - OWNER - DBA NAME FOR MARKETING PURPOSES ONLY - NEWPORT BEACH, CA - SINCE 01/1993 - INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-29 |
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