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1450 Raleigh Road Suite 300, Chapel Hill, NC 27517-8833 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2013-08-12 |
Branch Locations
1450 Raleigh Road Suite 300, Chapel Hill, NC 27517-8833 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin Street Advisors, Inc. | Chapel Hill | NC | 04/2013 | Present |
DK-USASPORTHORSE,LLC. PARTNER, OFFICER. BUSINESS IN NON-INVESTMENT RELATED BASED IN DURHAM, NC. IMPORTATION OF EUROPEAN SPORT HORSES AND EQUESTRIAN CENTER ACTIVITIES. NO ACTIVE MANAGEMENT OR DAILY INVOLVEMENT. HORSE TRAINING. REO Sporthorses, LLC. Partner, Officer. Non-investment related based in Durham, NC and Belgium. Sales and import of European show horses. No active management or daily involvement. Began 1/1/22.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-14 |
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