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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-28 |
| FL | RA | APPROVED | 2022-09-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Viera | FL | 10/2009 | 09/2022 |
| Ameriprise Financial Services, Inc. | Melbourne | FL | 10/2009 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rockledge | FL | 09/2022 | Present |
| Bank Of America, N.A. | Rockledge | FL | 09/2022 | Present |
Real Estate Ownership;Single Family; Rockledge, Oct 2019.; Not investment related I*1324303 For profit or not for profit: Entity Charitable Name of outside business organization: Brevard Alzheimer's Foundation Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 6/19/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , To provide quality community and facility based Adult Day Health Care with integrity and compassion with an emphasis on Alzheimer's and Dementia-related diseases. Charged with the responsibility of input, oversight and commitment to the financial and gove
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-01-27 |
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