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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-28
FL RA APPROVED 2022-09-27
  • TX RA
    APPROVED_RES
    Since 2022-09-28
  • FL RA
    APPROVED
    Since 2022-09-27

Branch Locations

6525 3Rd St, Rockledge, FL 32955 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Viera FL 10/2009 09/2022
Ameriprise Financial Services, Inc. Melbourne FL 10/2009 09/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rockledge FL 09/2022 Present
Bank Of America, N.A. Rockledge FL 09/2022 Present
  • 10/2009 → 09/2022
    Ameriprise Financial Services, Inc.
    Viera, FL
  • 10/2009 → 09/2022
    Ameriprise Financial Services, Inc.
    Melbourne, FL
  • 09/2022 → Present
    Rockledge, FL
  • 09/2022 → Present
    Bank Of America, N.A.
    Rockledge, FL
Previous Registrations
  • 2009-10-05 → 2022-09-12
    Melbourne, FL
  • 2005-01-31 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Merritt Island, FL
    Viera, FL
  • 2000-05-12 → 2004-12-01
    Morgan Stanley Dw Inc.
    Melbourne, FL
Other Businesses

Real Estate Ownership;Single Family; Rockledge, Oct 2019.; Not investment related I*1324303 For profit or not for profit: Entity Charitable Name of outside business organization: Brevard Alzheimer's Foundation Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 6/19/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , To provide quality community and facility based Adult Day Health Care with integrity and compassion with an emphasis on Alzheimer's and Dementia-related diseases. Charged with the responsibility of input, oversight and commitment to the financial and gove

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-01-27
  • S66 Uniform Combined State Law Examination
    1999-01-27
Other Names
  • Joe Pickrell
  • Joseph Pickrell
  • Joseph William Pickrell
  • Joseph W Pickrell

View on SEC IAPD

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