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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-04 |
| TX | RA | APPROVED | 2022-01-03 |
Branch Locations
1401 South Florida Avenue, Lakeland, FL 33803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allen & Company Of Florida, Inc. | Lakeland | FL | 04/2003 | Present |
| Lpl Financial, Llc | Lakeland | FL | 08/2019 | Present |
1. 9/3/2019 - Allen & Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 9/3/2019 - Allen & Company of Florida, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 3. 10/10/2023 - 1401 Insurance Partners, LLC - Insurance Agency - Owner - Investment Related - At Reported Business Location(s) - Start Date 09/29/2023 - 2 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-09 |
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