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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-01-02
CA RA APPROVED 2011-11-01
  • TX RA
    APPROVED
    Since 2013-01-02
  • CA RA
    APPROVED
    Since 2011-11-01

Branch Locations

433 N Camden Dr 9Th Fl, Beverly Hills, CA 90210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Beverly Hills CA 10/2011 11/2016
Wells Fargo Clearing Services, Llc Beverly Hills CA 11/2016 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY; NON INVESTMENT RELATED; CULVER CITY, CA; 100% OWNERSHIP; 2 HRS PER MONTH 0 DURING TRADING;RENTAL PROPERTY; NON INVESTMENT RELATED; LOS ANGELES, CA; 100% OWNERSHIP; 2 HRS PER MONTH 0 DURING TRADING;RENTAL PROPERTY; NON INVESTMENT RELATED; HERMOSA BEACH, CA; 100% OWNERSHIP; 2 HRS PER MONTH 0 DURING TRADING;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-01-10
  • S63 Uniform Securities Agent State Law Examination
    1994-01-10
Other Names
  • Sonya Navin Doshi
  • Sonya Navin Doshi--Mccarthy

View on SEC IAPD

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