Bernard C Ringer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1998 → 05/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Walnut Creek, CA
• 04/2018 → 05/2018
  Bank Of America, N.A.
  Walnut Creek, CA
• 04/2018 → Present
  Lpl Financial
  Walnut Creek, CA

Previous Registrations

• 1998-10-27 → 2018-05-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Walnut Creek, CA
  Walnut Creek, CA
  Walnut Creek, CA

Other Businesses

1)05/24/2018 - DBA for LPL Business (entity for LPL business) - Bigg Wealth Management - 80% - WALNUT CREEK, CA 94597 2). 05/06/2019 - No business name - Investment related - Palm Springs, CA 92262 - Real Estate Rental - start date:01/01/2014 - 1 hr/mo - 0 hrs during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-25
• S63 Uniform Securities Agent State Law Examination
  1997-05-31

Other Names

• Ringo Ringer