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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2019-03-21 |
Branch Locations
205 North Main St, Dyerburg, TN 38024 • United States
480 Oil Well, Jackson, TN 38305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First South Bank | Dyersburg | TN | 12/2005 | 07/2017 |
| Infinex Investments | Meriden | CT | 02/2011 | 07/2017 |
| Simmons First Investment Group, Inc | Little Rock | AR | 07/2017 | 03/2019 |
| Lpl Financial Llc | Jackson | TN | 03/2019 | Present |
| Simmons Bank | Jackson | TN | 03/2019 | Present |
1)02/07/2019 - Simmons Investment Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-06 |
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