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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-03-21
  • TN RA
    APPROVED
    Since 2019-03-21

Branch Locations

205 North Main St, Dyerburg, TN 38024 • United States

809 West Market St, Bolivar, TN 38008 • United States

308 West Main St, Brownsville, TN 38012 • United States

1955 South Highland Ave, Jackson, TN 38301 • United States

11300 Hwy 51 South, Atoka, TN 38004 • United States

3607 South Houston Levve Rd, Collierville, TN 38017 • United States

480 Oil Well, Jackson, TN 38305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First South Bank (Simmons Bank Merger) Jackson TN 01/2004 07/2017
Infinex Investments, Inc. Jackson TN 02/2011 07/2017
Simmons First Investment Group, Inc. Little Rock AR 07/2017 03/2019
Lpl Financial Llc Jackson TN 03/2019 Present
Simmons Bank Jackson TN 03/2019 Present
  • 01/2004 → 07/2017
    First South Bank (Simmons Bank Merger)
    Jackson, TN
  • 02/2011 → 07/2017
    Infinex Investments, Inc.
    Jackson, TN
  • 07/2017 → 03/2019
    Simmons First Investment Group, Inc.
    Little Rock, AR
  • 03/2019 → Present
    Jackson, TN
  • 03/2019 → Present
    Simmons Bank
    Jackson, TN
Previous Registrations
  • 2017-07-12 → 2019-03-25
    Simmons First Investment Group, Inc.
    Dyersburg, TN
    Little Rock, AR
    Little Rock, AR
    Little Rock, AR
    Jackson, TN
  • 2011-02-10 → 2017-07-07
    Jackson, TN
    Midlothian, VA
    Jackson, TN
    Dyersburg, TN
  • 2004-02-09 → 2011-02-09
    Uvest Financial Services Group, Inc.
    Brownsville, TN
    Brownsville, TN
    Jackson, TN
    Brownsville, TN
    Bolivar, TN
    Jackson, TN
    Jackson, TN
    Bolivar, TN
Other Businesses

1)3/20/19- Simmons Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2)3/20/19- BOND CEMETERY TRUST- Non-Profit Board Member- Non-Inv. Related- Denmark, TN - start date 1/1/2017- 1% 3)3/20/18- FAMILY FARMING - Owner of farm land - Inv. Related- Denmark, TN- start date 1/1/1985- 1%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-22
S63 Uniform Securities Agent State Law Examination 2001-07-05
  • S66 Uniform Combined State Law Examination
    2001-08-22
  • S63 Uniform Securities Agent State Law Examination
    2001-07-05
Other Names
  • Robert Bond
  • Bob Bond

View on SEC IAPD

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