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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-03-29 |
Branch Locations
1220 Environ Way Ste 1220, Chapel Hill, NC 27517 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services, Inc. | Atlanta | GA | 06/2013 | 09/2016 |
| Suntrust Bank | Chapel Hill | NC | 06/2013 | 09/2016 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 03/2019 |
| Wells Fargo Clearing Services, Llc | Chapel Hill | NC | 03/2019 | Present |
DKL PROPERTIES LLC, INV RELATED, NORTH MYRTLE BEACH, SC, 100% OWNERSHIP WITH SPOUSE, START 6/1/2016, 2 HOURS PER MONTH, ZERO DURING TRADING, HOLDS RENTAL PROPERTY.| RENTAL PROPERTY, INVT RELATED, NORTH MYRTLE BEACH, SC, 100% OWNERSHIP WITH SPOUSE, START DATE 5/1/2012, 1 HR PER MONTH, 0 HRS DURING TRADING| HOPE VALLEY COUNTRY CLUB; NOT INV RELATED; DURHAM, NC; FINANCE COMMITTEE MEMBER; START DATE 02/25/2025; 1 HOUR PER MONTH; 1 HOUR DURING TRADING FOX FAMILY FOUNDATION; INV RELATED; DURHAM,NC; INVESTMENT COMMITTEE MEMBER; START DATE: 01/12/2026; 2 HRS PER MONTH; 2 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-12 |
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