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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-03-29
  • NC RA
    APPROVED
    Since 2019-03-29

Branch Locations

1220 Environ Way Ste 1220, Chapel Hill, NC 27517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 06/2013 09/2016
Suntrust Bank Chapel Hill NC 06/2013 09/2016
Suntrust Advisory Services Atlanta GA 09/2016 03/2019
Wells Fargo Clearing Services, Llc Chapel Hill NC 03/2019 Present
  • 06/2013 → 09/2016
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 06/2013 → 09/2016
    Suntrust Bank
    Chapel Hill, NC
  • 09/2016 → 03/2019
    Suntrust Advisory Services
    Atlanta, GA
  • 03/2019 → Present
    Chapel Hill, NC
Previous Registrations
  • 2016-09-09 → 2019-04-05
    Chapel Hill, NC
  • 2006-03-31 → 2016-12-31
    Truist Investment Services, Inc.
    Chapel Hill, NC
    Chapel Hill, NC
    Chapel Hill, NC
    Durham, NC
    Chapel Hill, NC
    Durham, NC
    Chapel Hill, NC
    Durham, NC
    Durham, NC
Other Businesses

DKL PROPERTIES LLC, INV RELATED, NORTH MYRTLE BEACH, SC, 100% OWNERSHIP WITH SPOUSE, START 6/1/2016, 2 HOURS PER MONTH, ZERO DURING TRADING, HOLDS RENTAL PROPERTY.| RENTAL PROPERTY, INVT RELATED, NORTH MYRTLE BEACH, SC, 100% OWNERSHIP WITH SPOUSE, START DATE 5/1/2012, 1 HR PER MONTH, 0 HRS DURING TRADING| HOPE VALLEY COUNTRY CLUB; NOT INV RELATED; DURHAM, NC; FINANCE COMMITTEE MEMBER; START DATE 02/25/2025; 1 HOUR PER MONTH; 1 HOUR DURING TRADING FOX FAMILY FOUNDATION; INV RELATED; DURHAM,NC; INVESTMENT COMMITTEE MEMBER; START DATE: 01/12/2026; 2 HRS PER MONTH; 2 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-30
S63 Uniform Securities Agent State Law Examination 1993-11-12
  • S66 Uniform Combined State Law Examination
    2006-03-30
  • S63 Uniform Securities Agent State Law Examination
    1993-11-12
Other Names
  • Anne Therese Murray

View on SEC IAPD

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