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Debra Ann Fournier

LPl Financial LLC

Spring Lake, NJ

CRD 2420717

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2008-10-15
  • NJ RA
    APPROVED
    Since 2008-10-15

Branch Locations

2006 Highway 71, Suite 1, Spring Lake, NJ 07762 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Manasquan NJ 09/2008 Present
Seaview Wealth Management, Llc Manasquan NJ 02/2016 Present
  • 09/2008 → Present
    Manasquan, NJ
  • 02/2016 → Present
    Seaview Wealth Management, Llc
    Manasquan, NJ
Previous Registrations
Other Businesses

1. 03/17/2009 - NO BUSINESS NAME - NOT INV REL - COMMUNITY, CIVIC AND CHARITABLE BOARD - 5% TIME SPENT - ASSOCIATION OF DIVORCE FINANCIAL PLANNERS; INSTITUTE FOR DIVORCE FINANCIAL ANALYSTS 2. 01/27/2011 * Fiscal Fitness for Women * Business owner * Business owner * NOT INV REL * TIME SPENT 1% 3. 02/26/2013 - FOURNIER FINANCIAL GROUP INC. - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 4. 11/01/2013 - NO BUSINESS NAME - INV REL - ACT IN A FIDUCIARY CAPACITY - 1% TIME SPENT - SISTER 5. 02/18/2016 * Seaview Wealth Management, LLC * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 02/26/16 * 160 HRS/MO; 8 HRS/MO DURING SECS TRDG HRS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-13
S63 Uniform Securities Agent State Law Examination 1995-09-11
  • S65 Uniform Investment Adviser Law Examination
    1995-10-13
  • S63 Uniform Securities Agent State Law Examination
    1995-09-11
Designations
  • Certified Financial Planner
Other Names
  • Debra Ann Fournier
  • Debra Ann Watts

View on SEC IAPD

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