Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2008-10-15 |
Branch Locations
2006 Highway 71, Suite 1, Spring Lake, NJ 07762 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Manasquan | NJ | 09/2008 | Present |
| Seaview Wealth Management, Llc | Manasquan | NJ | 02/2016 | Present |
1. 03/17/2009 - NO BUSINESS NAME - NOT INV REL - COMMUNITY, CIVIC AND CHARITABLE BOARD - 5% TIME SPENT - ASSOCIATION OF DIVORCE FINANCIAL PLANNERS; INSTITUTE FOR DIVORCE FINANCIAL ANALYSTS 2. 01/27/2011 * Fiscal Fitness for Women * Business owner * Business owner * NOT INV REL * TIME SPENT 1% 3. 02/26/2013 - FOURNIER FINANCIAL GROUP INC. - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 4. 11/01/2013 - NO BUSINESS NAME - INV REL - ACT IN A FIDUCIARY CAPACITY - 1% TIME SPENT - SISTER 5. 02/18/2016 * Seaview Wealth Management, LLC * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 02/26/16 * 160 HRS/MO; 8 HRS/MO DURING SECS TRDG HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-11 |
Reach out to this advisor