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William Earl Bradford

Robert W. Baird & Co. Incorporated

Chattanooga, TN

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-10-18
TX RA APPROVED_RES 2019-10-18
  • TN RA
    APPROVED
    Since 2019-10-18
  • TX RA
    APPROVED_RES
    Since 2019-10-18

Branch Locations

633 Chestnut Street The Republic Center, Suite 2050, Chattanooga, TN 37450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L.LYons Llc Dalton GA 07/2008 Present
Robert W. Baird & Co. Incorporated Chattanooga TN 10/2019 Present
Previous Registrations
  • 2004-03-24 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Chattanooga, TN
    Chattanooga, TN
    Dalton, GA
    Chattanooga, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-22
S63 Uniform Securities Agent State Law Examination 1995-01-12
  • S65 Uniform Investment Adviser Law Examination
    1999-11-22
  • S63 Uniform Securities Agent State Law Examination
    1995-01-12
Other Names
  • William Bradford

View on SEC IAPD

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