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Daniel Ernest Conway

Conway Capital Management, Inc.

Burbank, CA

CRD 2420582

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Employer firm

Conway Capital Management, Inc. CRD 133260

$232M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Conway Capital Management, Inc.

3500 W. Olive Avenue Suite 300, Burbank, CA 91505 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-05-15
GA RA APPROVED 2018-03-02
CA RA APPROVED 2004-12-16
  • MA RA
    APPROVED
    Since 2026-05-15
  • GA RA
    APPROVED
    Since 2018-03-02
  • CA RA
    APPROVED
    Since 2004-12-16

Branch Locations

3500 W. Olive Avenue Suite 300, Burbank, CA 91505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Conway Capital Management, Inc. Burbank CA 12/2004 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-07
S63 Uniform Securities Agent State Law Examination 1994-02-01
  • S65 Uniform Investment Adviser Law Examination
    1997-03-07
  • S63 Uniform Securities Agent State Law Examination
    1994-02-01

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · BURBANK, CA
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