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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-09-27
WI RA APPROVED 2018-09-27
  • TX RA
    APPROVED
    Since 2018-09-27
  • WI RA
    APPROVED
    Since 2018-09-27

Branch Locations

717 North Mccarthy Road, Appleton, WI 54913 • United States

66 South Main Street, Fond Du Lac, WI 54935 • United States

18500 W Corporate Drive Suite 100, Brookfield, WI 53045 • United States

756 Jefferson St., Sturgeon Bay, WI 54235-2151 • United States

Grafton, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Milwaukee WI 01/2008 09/2018
Rbc Capital Markets, Llc. Brookfield WI 09/2018 Present
City National Bank Brookfield WI 01/2019 Present
  • 01/2008 → 09/2018
    Robert W. Baird & Co.
    Milwaukee, WI
  • 09/2018 → Present
    Brookfield, WI
  • 01/2019 → Present
    City National Bank
    Brookfield, WI
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: ASSET BUILDERS OF AMERICA; ADDRESS: 1213 N SHERMAN AVE #195 MADISON, WI 53704; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: FINANCIAL LITERACY FOR HIGH SCHOOL STUDENTS; CAPACITY: DIRECTOR; START DATE: 10/2015; DUTIES: BOARD OF DIRECTORS AND VOLUNTEER JUDGE FOR TOURNAMENT; HOURS DEVOTED PER MONTH: .5; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: .1; (2) NAME OF ENTITY: CEDARBURG ART MUSEUM; ADDRESS: W63 N675 WASHINGTON AVE CEDARBURG, WI 53012; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: MUSEUM; CAPACITY: DIRECTOR; START DATE: 10/2013; DUTIES: PRESIDENT OF BOARD OF DIRECTORS; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: .5; (3) NAME OF ENTITY: GREATER MILWAUKEE FOUNDATION; ADDRESS: 101 W PLEASANT ST MILWAUKEE, WI 53212; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: NON-PROFIT COMMUNITY FOUNDATION; CAPACITY: COUNCIL MEMBER; START DATE: 10/2016; DUTIES: RESEARCH BUILDING AND COMMUNITY PROJECTS GIVEN TO US TO DECIDE IF GMF SHOULD INVEST; HOURS DEVOTED PER MONTH: .1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: .1; (4) NAME OF ENTITY: FELLOWSHIP OPEN MKE FELLOWS; ADDRESS: N/A; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: MENTORSHIP AND OPPORTUNITIES FOR AFRICAN AMERICAN MALES IN SE WISCONSIN; CAPACITY: COMMITTEE/COUNCIL MEMBER; START DATE: 01/2013; DUTIES: SPONSORSHIP OF GOLF FUNDRAISER; HOURS DEVOTED PER MONTH: .1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: .1; (5) Name: Mount Mary University Address: 2900 Menomonee River Pkwy Milwaukee, WI. 53222 Business Description: University Business is not investment related Projected Start Date: 09/14/20 Capacity: Board of Directors * Duties Performed: Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0 (6) Name: Ripon College Address: 300 W Seward St, Ripon, WI 54971 Business Description: College Start Date: 06/01/21 Capacity: Director Duties: Member of board of directors Devoted to this OBA per Month: 1hr Hours Devoted to this OBA during business hours: 0.5 (7) NAME OF ENTITY: Beyond Birdies ADDRESS: 6330 W. Greenfield Ave #404 West Allis, WI. 53214 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Not for Profit START DATE: 05.01.23 CAPACITY: Board of Directors * DUTIES: Promote the organization and find young people for the organization to help. HOURS DEVOTED PER MONTH: .50 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-04
S63 Uniform Securities Agent State Law Examination 1993-11-17
  • S66 Uniform Combined State Law Examination
    2008-02-04
  • S63 Uniform Securities Agent State Law Examination
    1993-11-17
Designations
Other Names
  • Blaine Gibson

View on SEC IAPD

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