Susan Anne Galioto

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → 01/2019
  Pershing Llc
  Jersey City, NJ
• 05/2007 → 01/2019
  Pershing Advisor Solutions Llc
  Jersey City, NJ
• 02/2019 → 09/2019
  Unemployed
  Branchburg, NJ
• 10/2019 → Present
  Royal Alliance
  Jersey City, NJ
• 11/2016 → 01/2019
  Bny Mellon N.A.,
  Jersey City, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-03-11
• S63 Uniform Securities Agent State Law Examination
  1994-06-15

Other Names

• Susan Anne Lum