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Charles A Alario

Robert W. Baird & Co. Incorporated

Siesta Key, FL

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-03-20
TX RA APPROVED 2012-03-16
  • FL RA
    APPROVED
    Since 2012-03-20
  • TX RA
    APPROVED
    Since 2012-03-16

Branch Locations

5259 South Temiami Trail, Siesta Key, FL 34231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Sarasota FL 03/2012 Present
  • 03/2012 → Present
    Robert W. Baird & Co.
    Sarasota, FL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-12-28
S65 Uniform Investment Adviser Law Examination 1993-12-17
  • S63 Uniform Securities Agent State Law Examination
    1993-12-28
  • S65 Uniform Investment Adviser Law Examination
    1993-12-17
Other Names
  • Charles A Alario
  • Chip Alario

View on SEC IAPD

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Other Investors

MEREDITH MEADE WOODS
BECKIE MARIE CLARK
CHARLES MICHAEL FORTENBERRY
BRENDA K KLEIBER
William Kerry McGinty
LYNN JEAN CRAPO
JANE ELIZABETH MCGINTY
ERIN REBECCA HAJDU

Other Offices

FIFTH THIRD SECURITIES, INC. · Sarasota, FL
COMPASS FINANCIAL MANAGEMENT LLC · Sarasota, FL
WELLS FARGO CLEARING SERVICES, LLC · SARASOTA, FL
WAVERLY ADVISORS, LLC · SARASOTA, FL
MML INVESTORS SERVICES, LLC · SARASOTA, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Sarasota, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARASOTA, FL
RBF CAPITAL MANAGEMENT, INC. · SARASOTA, FL

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