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Scott Michael Knutson

Ashton Thomas Private Wealth

Scottsdale, AZ

Helena, MT

CRD 2420128

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Employer firm

Ashton Thomas Private Wealth CRD 153902

$6.01B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • VARIABLE PRODUCT MODEL DESIGN AND MAINTENANCE

From the firm’s Form ADV. Read the guides:

Current Employers
Ashton Thomas Private Wealth

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-08-30
AZ RA APPROVED 2021-11-09
TX RA APPROVED_RES 2021-11-05
MT RA APPROVED 2021-11-04
  • OR RA
    APPROVED
    Since 2024-08-30
  • AZ RA
    APPROVED
    Since 2021-11-09
  • TX RA
    APPROVED_RES
    Since 2021-11-05
  • MT RA
    APPROVED
    Since 2021-11-04

Branch Locations

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

825 Great Northern Blvd Suite 201, Helena, MT 59601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lewistown MT 01/2011 11/2016
Wells Fargo Clearing Services, Llc Lewistown MT 11/2016 11/2021
Ashton Thomas Private Wealth Scottsdale AZ 11/2021 Present
M. S. Howells & Co. Scottsdale AZ 12/2021 Present
Previous Registrations
  • 2011-01-03 → 2021-11-15
    Glasgow, MT
    Helena, MT
    Lewistown, MT
    Billings, MT
    Boise, ID
  • 2006-03-21 → 2011-01-03
    Wells Fargo Investments, Llc
    Glasgow, MT
    Lewistown, MT
    Helena, MT
    Helena, MT
Other Businesses

1. OCT 2020; FACES53, LLC, BILLINGS, MT; NON INVESTMENT RELATED; REAL ESTATE, MEMBER; DEVOTE 0 HRS/MONTH 2. APRIL 2014; BUDGER ENTERPRISES, LLC, HELENA MT; NON INVESTMENT RELATED; RANCH 90% OWNERSHIP; MANAGER, MAKES DECISIONS REGARDING RANCH; DEVOTE 16 HRS/MONTH, 1 HR/MONTH DURING MARKET HOURS 3. JAN 2020; SHIELDS VALLEY LAND AND CATTLE, LLC, HELENA, MT; NON INVESTMENT RELATED; 90% OWNERSHIP; MANANGING MEMBER FOR REAL ESTATE HOLDINGS; DEVOTE 1 HR/MONTH DURING NON MARKET HOURS 4. NOV 2021; KNUTSON WEALTH MANAGEMENT, INC; INVESTMENT RELATED; MEMBER/OWNERSHIP; DEVOTE 2 HRS/MONTH DURING NON MARKET HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-25
S63 Uniform Securities Agent State Law Examination 1994-07-22
  • S65 Uniform Investment Adviser Law Examination
    1999-05-25
  • S63 Uniform Securities Agent State Law Examination
    1994-07-22

View on SEC IAPD

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