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John Petsel Folz

Cwa Asset Management Group

Naples, FL

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Current Employers
Cwa Asset Management Group

9130 Galleria Court Third Floor, Naples, FL 34109 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-07-20
  • FL RA
    APPROVED
    Since 2020-07-20

Branch Locations

9130 Galleria Court Third Floor, Naples, FL 34109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carnes Capital Corporation Naples FL 04/2003 05/2020
Private Capital Management, L.P. Naples FL 04/2003 05/2020
Cwa Asset Management Group Llc Naples FL 06/2020 Present
  • 04/2003 → 05/2020
    Carnes Capital Corporation
    Naples, FL
  • 04/2003 → 05/2020
    Private Capital Management, L.P.
    Naples, FL
  • 06/2020 → Present
    Cwa Asset Management Group Llc
    Naples, FL
Previous Registrations
  • 2022-02-14 → 2022-12-31
    Cwa Naples, Llc
    Naples, FL
  • 2013-10-08 → 2020-05-29
    Private Capital Management
    Naples, FL
  • 2003-12-01 → 2013-10-04
    Private Capital Management, Lp
    Naples, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-06-13
S65 Uniform Investment Adviser Law Examination 1994-06-24
  • S63 Uniform Securities Agent State Law Examination
    2005-06-13
  • S65 Uniform Investment Adviser Law Examination
    1994-06-24
Designations
Other Names
  • John P Folz
  • Jay Folz
  • John Petsel Folz

View on SEC IAPD

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Other Investors

JENNIFER ERNA MCMANUS
RUDINA RUCI
SALWA AMEEN
SAEGER CAY OLSEN
MIGUEL ALEJANDRO ALVAREZ
Manuel Espinosa
Ethan Nathaniel Stern
DAVID MATTHEW WHITTAKER

Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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