Best Investors
Account
Sign in
Best Investors
Account
Sign in
401 Union Street 18Th Floor, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2007-06-29 |
Branch Locations
401 Union Street 18Th Floor, Seattle, WA 98101 • United States
Sumner, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frank Russell Company | Tacoma | WA | 01/2004 | Present |
Name of the other business: Quest Continuing Education Whether the business is investment-related: No Address of the other business: 10100 W. Innovation Drive, Suite 200, Milwaukee, WI 53226 Nature of the other business: Provides continuing education content and certification for the financial and insurance services industry Your position/title/relationship: Advisory Board Member Start date of your relationship: March 1, 2023 Approximate number of hours/month devoted: Approximately 4-6 hours per month (averaged quarterly) Hours devoted during securities trading hours: 0 Brief description of duties: Participate in quarterly advisory board meetings, provide industry insight and feedback on continuing education content; no operational, sales, or decision-making responsibilities and no involvement in Russell Investments vendor decisions
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-25 |
Reach out to this advisor