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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-05 |
| CT | RA | APPROVED | 2000-12-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Greenwich | CT | 09/2005 | 03/2020 |
| Ameriprise Financial Service, Llc | Greenwich | CT | 10/1993 | Present |
Real Estate Ownership; Commercial; 51 Church StreetGreenwich, Ct 06830, ,; Not Investment-Related; 01/02/2012 / Single Family; 30 Stanwich Dr., Greenwich CT 06830, ,; Not Investment-Related; 02/03/2016. Independent Insurance Brokering; Guardian Life Insurance Company; 10/23/2019; / Penn Mutual; 06/28/2018; Disability Income. Business Ownership; Yellow House LLC; ; Our building for Financail Planning; 51 Church St.Greenwich, CT 06830, ,; Not Investment-Related; 01/31/2012; 1 to 9 hours per month; 1 to 9 during trading hours / Greenwich Square LLC; LLC holds secondary residence.; NA; 51 Church Street, , Greenwich, CT, 06830; Not Investment-Related; 04/25/2022; 0 hours per month; 0 during trading hours / Redefined Horizons Inc.; Owner; Manage Ameriprise Business; 51 Church St, , Greenwich, CT, 06830; Investment-Related; 07/07/2023; 1 to 9 hours per month; 1 to 9 during trading hours / BluePeak Group LLC; Owner; Real Estate; 24 Annjim Drive, , Greenwich, CT, 06830; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-01 |
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