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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-03 |
Branch Locations
1803 Broadway St, San Antonio, TX 78215 • United States
13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States
San Antonio, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Antonio | TX | 03/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Antonio | TX | 11/2016 | 12/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Antonio | TX | 02/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-22 |
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