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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-02 |
| TX | RA | APPROVED | 2023-06-01 |
Branch Locations
1 Lower Ragsdale Dr Bldg 1 Ste 100, Monterey, CA 93940 • United States
Salinas, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Carmel | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Carmel | CA | 11/2016 | 06/2023 |
| Ameriprise Financial Services, Llc | Monterey | CA | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-23 |
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